SEC Form 4 · accession 0000921503-15-000014
BLYTH INC · BTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Goergen Jr.
Officer — President & CEO · Director · 10% Owner
Period of report
Mar 15, 2015
Accepted (ET)
Mar 17, 2015 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921503
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3 | Mar 15, 2015 | F | 9,029 | $7.93 | D | 392,002 | D | |
| CommonF1 | holding | — | — | — | 33,714 | I | By Trust for Brother | |
| CommonF1 | holding | — | — | — | 8,528 | I | Spousal | |
| CommonF2 | holding | — | — | — | 1,552,750 | I | By Ropart Investments, LLC | |
| CommonF1 | holding | — | — | — | 33,714 | I | By Trust | |
| CommonF1 | holding | — | — | — | 101,146 | I | By Trust for Children and Brother's Children | |
| CommonF1 | holding | — | — | — | 15,653 | I | By Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The reporting person is a member of Ropart Investments, LLC and has reported all of the securities beneficially owned by Ropart Investments, LLC. The reporting person disclaims beneficial ownership of the shares held by Ropart Investments, LLC except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3This Form is being filed to reflect the surrender of 9,029 shares of common stock to satisfy the grantee's tax withholding obligation pursuant to the vesting of previously granted Restricted Stock Units.