SEC Form 5 · accession 0000921503-15-000007
BLYTH INC · BTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Goergen
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921503
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Oct 28, 2014 | G | 2 | $0.00 | D | 4,153,987 | D | |
| Common | Dec 15, 2014 | G | 111,732 | $0.00 | D | 4,042,255 | D | |
| Common | Dec 16, 2014 | G | 1 | $0.00 | D | 4,042,254 | D | |
| CommonF1 | holding | — | — | — | 209,690 | I | Spousal | |
| CommonF2 | holding | — | — | — | 1,552,750 | I | By Spouse via Ropart Investments LLC | |
| CommonF3 | holding | — | — | — | 1,552,750 | I | By Ropart Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2Reporting person disclaims beneficial ownership in shares beneficially owned in Ropart Investment, LLC by reporting person's spouse, who is a member in Ropart Investments, LLC, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The reporting person is a member of Ropart Investments, LLC and has reported all of the securities beneficially owned by Ropart Investments, LLC. The reporting person disclaims beneficial ownership of the shares held by Ropart Investments, LLC except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.