SEC Form 4 · accession 0001209191-18-046244
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorma Routti
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 6,000 | $18.00 | A | 137,540 | D | |
| Common StockF1,F2 | Aug 9, 2018 | S | 3,700 | $59.60 | D | 133,840 | D | |
| Common StockF1,F3 | Aug 9, 2018 | S | 2,028 | $60.36 | D | 131,812 | D | |
| Common StockF1,F4 | Aug 9, 2018 | S | 272 | $61.21 | D | 131,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $18.00 | Aug 9, 2018 | M | 6,000 | D | — | Nov 13, 2024 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $59.10 to $60.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $60.10 to $60.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $61.10 to $61.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Fully vested.