SEC Form 4 · accession 0001209191-18-010945
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat Cotroneo
Officer — VP, Finance and CFO
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 23,540 | $18.00 | A | 207,392 | D | |
| Common Stock | Feb 15, 2018 | M | 22,000 | $29.66 | A | 229,392 | D | |
| Common StockF1,F2 | Feb 15, 2018 | S | 1,900 | $54.50 | D | 227,492 | D | |
| Common StockF1,F3 | Feb 15, 2018 | S | 16,210 | $55.35 | D | 211,282 | D | |
| Common StockF1,F4 | Feb 15, 2018 | S | 23,730 | $56.29 | D | 187,552 | D | |
| Common StockF1,F5 | Feb 15, 2018 | S | 3,700 | $56.94 | D | 183,852 | D | |
| Common Stock | Feb 16, 2018 | M | 3,960 | $18.00 | A | 187,812 | D | |
| Common StockF1,F6 | Feb 16, 2018 | S | 3,400 | $56.20 | D | 184,412 | D | |
| Common StockF1,F7 | Feb 16, 2018 | S | 560 | $56.76 | D | 183,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F8 | $18.00 | Feb 15, 2018 | M | 23,540 | D | — | Nov 13, 2024 | Common Stock | 23,540 | 7,460 | D |
| Stock Option (Right to Buy)F8 | $29.66 | Feb 15, 2018 | M | 22,000 | D | — | Mar 4, 2025 | Common Stock | 22,000 | 42,136 | D |
| Stock Option (Right to Buy)F8 | $18.00 | Feb 16, 2018 | M | 3,960 | D | — | Nov 13, 2024 | Common Stock | 3,960 | 3,500 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $53.85 to $54.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $54.85 to $55.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $55.85 to $56.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were sold at prices ranging from $56.85 to $57.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were sold at prices ranging from $55.60 to $56.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were sold at prices ranging from $56.65 to $57.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in equal amounts quarterly thereafter for the following three years.