SEC Form 4 · accession 0001209191-17-039686
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Toshinari Tamura
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 12,000 | $3.50 | A | 60,000 | D | |
| Common Stock | Jun 9, 2017 | M | 3,000 | $5.95 | A | 63,000 | D | |
| Common StockF1 | Jun 9, 2017 | S | 15,000 | $29.20 | D | 48,000 | D | |
| Common Stock | Jun 12, 2017 | M | 3,000 | $5.95 | A | 51,000 | D | |
| Common Stock | Jun 12, 2017 | M | 12,000 | $9.775 | A | 63,000 | D | |
| Common StockF2 | Jun 12, 2017 | S | 15,000 | $28.57 | D | 48,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.50 | Jun 9, 2017 | M | 12,000 | D | — | Mar 15, 2021 | Common Stock | 12,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $5.95 | Jun 9, 2017 | M | 3,000 | D | — | Jun 27, 2022 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (Right to Buy)F3 | $5.95 | Jun 12, 2017 | M | 3,000 | D | — | Jun 27, 2022 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $9.775 | Jun 12, 2017 | M | 12,000 | D | — | Apr 17, 2023 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1The shares were sold at prices ranging from $29.20 to $29.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold at prices ranging from $28.50 to $28.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.