SEC Form 4 · accession 0001209191-15-056917
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Neff
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 24, 2015 | S | 1,969 | $23.62 | D | 3,903,374 | D | |
| Common StockF1,F3 | Jun 24, 2015 | S | 11,031 | $23.60 | D | 3,892,343 | D | |
| Common StockF1,F4 | Jun 24, 2015 | S | 500 | $23.93 | D | 3,891,843 | D | |
| Common Stock | Jun 24, 2015 | M | 9,469 | $2.35 | A | 3,901,312 | D | |
| Common StockF1,F5 | Jun 25, 2015 | S | 13,500 | $23.52 | D | 3,887,812 | D | |
| Common Stock | Jun 25, 2015 | M | 9,469 | $2.35 | A | 3,897,281 | D | |
| Common Stock | holding | — | — | — | 145,070 | I | By Family Partnership | |
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse | |
| Common StockF6 | holding | — | — | — | 60,946 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $2.35 | Jun 24, 2015 | M | 9,469 | D | — | Mar 12, 2018 | Common Stock | 9,469 | 390,531 | D |
| Stock Option (Right to Buy)F7 | $2.35 | Jun 25, 2015 | M | 9,469 | D | — | Mar 12, 2018 | Common Stock | 9,469 | 381,062 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $23.04 to $23.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $22.85 to $23.84. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $23.87 to $23.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were sold at prices ranging from $23.12 to $24.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.
- F7Fully vested.