SEC Form 4/A · accession 0001209191-15-053880
KYNTRA BIO, INC. · KYNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas B Neff
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 19, 2014
Accepted (ET)
Jun 16, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 19, 2014 | C | 60,946 | — | A | 60,946 | I | See footnote |
| Common Stock | holding | — | — | — | 3,843,162 | D | ||
| Common Stock | holding | — | — | — | 145,070 | I | By Family Partnership | |
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock of Fibrogen Europe OyF2,F5,F4 | — | Nov 19, 2014 | C | 1,052 | D | — | — | Common Stock | 770 | 0 | I |
Explanation of responses
- F1Each share of the issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into 0.4 of a share of common stock immediately prior to the closing of the issuer's initial public offering, and has no expiration date.
- F2Each share of the Fibrogen Europe Oy's Series A Preferred was automatically converted into into 0.732 of a share of common stock immediately prior to the closing of the issuer's initial public offering.
- F3The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.
- F4Not applicable.
- F5The shares were held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.
Remarks
This form 4/A is being filed to add information that was omitted from the original form 4.