SEC Form 4 · accession 0001209191-19-017438
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann P Daiss
Officer — Comptroller
Period of report
Feb 27, 2019
Accepted (ET)
Mar 6, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Feb 27, 2019 | A | 921 | $0.00 | A | 10,431 | D | |
| Southern Company Common StockF2 | Feb 27, 2019 | F | 419 | $49.38 | D | 10,012 | D | |
| Southern Company Common Stock | holding | — | — | — | 3,818 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3 | $0.00 | Feb 27, 2019 | M | 885 | D | — | — | Southern Company Common Stock | 885 | 1,770 | D |
Explanation of responses
- F1Shares acquired upon vesting of first 1/3 of restricted stock units granted on February 27, 2018. Includes 36 accrued dividend equivalent units.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3Represents restricted stock units granted on February 27, 2018. The remaining award will vest 1/3 in 2020 and 1/3 in 2021. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.