SEC Form 4 · accession 0001209191-19-009825
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lantrip
Officer — Chair, President & CEO, SCS
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Feb 12, 2019 | M | 33,000 | $41.28 | A | 56,157 | D | |
| Southern Company Common Stock | Feb 12, 2019 | S | 33,000 | $49.50 | D | 23,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF1 | $41.28 | Feb 12, 2019 | M | 33,000 | D | Feb 10, 2015 | Feb 10, 2024 | Southern Company Common Stock | 33,000 | 32,909 | D |
Explanation of responses
- F1Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.