SEC Form 4 · accession 0001209191-19-009738
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann P Daiss
Officer — Comptroller
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Feb 11, 2019 | A | 4,853 | $0.00 | A | 11,468 | D | |
| Southern Company Common StockF2 | Feb 11, 2019 | F | 2,268 | $49.24 | D | 9,200 | D | |
| Southern Company Common Stock | holding | — | — | — | 3,818 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3 | $0.00 | Feb 11, 2019 | A | 2,410 | A | — | — | Southern Company Common Stock | 2,410 | 2,410 | D |
Explanation of responses
- F1Shares acquired upon vesting of performance share units under Company's Performance Share Program for the 2016-2018 award. The Compensation and Management Succession Committee certified performance on February 11, 2019. Includes accrued dividend equivalent units.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3Restricted Stock Units are payable in Southern Company common stock and vest one-third per year on the first, second, and third anniversary of grant date. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.