SEC Form 4/A · accession 0001209191-19-004969
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas A Fanning
Officer — President, CEO & Chairman
Period of report
Apr 27, 2018
Accepted (ET)
Jan 23, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | $0.00 | Apr 27, 2018 | A | 118 | A | — | — | Southern Company Common Stock | 118 | 17,769 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.
- F2Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.
- F3Amendment filed to correct the number of phantom stock units beneficially owned on April 27, 2018. The 117.6125 phantom stock units acquired were inadvertently deducted from rather than added to the total number beneficially owned.