SEC Form 4 · accession 0001209191-18-010044
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
II James Y Kerr
Officer — Executive VP & General Counsel
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Feb 13, 2018 | M | 707 | $0.00 | A | 21,105 | D | |
| Southern Company Common StockF2 | Feb 13, 2018 | F | 323 | $44.62 | D | 20,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF1 | $0.00 | Feb 13, 2018 | M | 677 | D | — | — | Southern Company Common Stock | 677 | 1,355 | D |
Explanation of responses
- F1Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2018, 677 RSUs and 30 dividend equivalent units vested.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.