SEC Form 4 · accession 0001209191-18-010018
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann P Daiss
Officer — Comptroller
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Feb 12, 2018 | A | 5,646 | $0.00 | A | 8,040 | D | |
| Southern Company Common StockF2 | Feb 12, 2018 | F | 1,800 | $44.68 | D | 6,240 | D | |
| Southern Company Common StockF3 | Feb 13, 2018 | M | 540 | $0.00 | A | 6,780 | D | |
| Southern Company Common StockF2 | Feb 13, 2018 | F | 165 | $44.62 | D | 6,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3 | $0.00 | Feb 13, 2018 | M | 517 | D | — | — | Southern Company Common Stock | 517 | 1,034 | D |
Explanation of responses
- F1Shares acquired upon vesting of performance share units under Company's Performance Share Program for the 2015-2017 award. The Compensation and Management Succession Committee certified performance on February 12, 2018. Includes accrued dividend equivalent units.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3Restricted Stock Unit (RSU) award was granted on February 13, 2017. On February 13, 2018, 517 RSUs and 23 dividend equivalent units vested.