SEC Form 4 · accession 0001209191-18-001181
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Kuczynski
Officer — Pres. & CEO, Southern Nuclear
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Dec 31, 2017 | M | 24,615 | $0.00 | A | 49,645 | D | |
| Southern Company Common StockF2 | Dec 31, 2017 | F | 11,804 | $48.09 | D | 37,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3,F1 | $0.00 | Dec 31, 2017 | M | 21,377 | D | Dec 31, 2017 | Dec 31, 2017 | Southern Company Common Stock | 21,377 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3RSU award was granted on October 20, 2014. On December 31, 2017, the RSU award vested along with the accrued 3,238 dividend equivalent units.