SEC Form 4 · accession 0001209191-17-064377
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy E Sykes
Officer — EVP & CHRO
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Dec 5, 2017 | M | 4,462 | $0.00 | A | 4,462 | D | |
| Southern Company Common StockF2 | Dec 5, 2017 | F | 1,490 | $50.36 | D | 2,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3,F1 | $0.00 | Dec 5, 2017 | M | 4,267 | D | — | — | Southern Company Common Stock | 4,267 | 12,801 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3RSU award was granted on December 5, 2016. On December 5, 2017, 4,267 RSUs and 195 accrued dividend equivalent units vested.