SEC Form 4 · accession 0001209191-17-011418
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C Womack
Officer — EVP & Pres. External Affairs
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Feb 14, 2017 | M | 13,238 | $36.42 | A | 23,389 | D | |
| Southern Company Common Stock | Feb 14, 2017 | F | 11,056 | $48.59 | D | 12,333 | D | |
| Southern Company Common Stock | holding | — | — | — | 1,787 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF1,F2 | $36.42 | Feb 14, 2017 | M | 13,238 | D | Feb 19, 2008 | Feb 19, 2017 | Southern Company Common Stock | 13,238 | 0 | D |
Explanation of responses
- F1Includes the right to have shares withheld upon exercise to satisfy exercise price and tax withholding obligations.
- F2Options vested 33% per year on each anniversary of the February 19, 2007 grant date.