SEC Form 4 · accession 0001209191-16-153588
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy E Sykes
Officer — EVP & CHRO
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF1,F2 | $0.00 | Dec 5, 2016 | A | 17,068 | A | — | — | Southern Company Common Stock | 17,068 | 17,068 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Southern Company Common Stock.
- F2The restricted stock units vest 25% on December 5, 2017, 25% on December 5, 2018 and 50% on December 5, 2019. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.