SEC Form 4 · accession 0001209191-15-082341
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stan W Connally
Officer — President & CEO, Gulf Power Co
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Nov 24, 2015 | I | 80 | $44.52 | A | 8,093 | I | By 401(k) plan |
| Southern Company Common Stock | Nov 25, 2015 | I | 253 | $44.62 | A | 8,346 | I | By 401(k) plan |
| Southern Company Common Stock | holding | — | — | — | 1,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Nov 24, 2015 | I | 2,422 | A | — | — | Southern Company Common Stock | 2,422 | 2,422 | D |
Explanation of responses
- F1Represents phantom stock units held in the Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of Southern Company Common Stock. There is no exercise or expiration date. Phantom stock units are payable in cash following termination of employment.