SEC Form 4 · accession 0001209191-15-060767
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Kuczynski
Officer — Pres. & CEO, Southern Nuclear
Period of report
Jul 11, 2015
Accepted (ET)
Jul 14, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common StockF1 | Jul 11, 2015 | M | 9,514 | $0.00 | A | 20,113 | D | |
| Southern Company Common StockF2 | Jul 13, 2015 | F | 4,497 | $43.36 | D | 15,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Co Restricted Stock UnitsF3,F1 | $0.00 | Jul 11, 2015 | M | 9,514 | D | — | — | Southern Company Common Stock | 9,514 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock.
- F2Shares withheld to satisfy required state and federal tax withholding requirements.
- F3RSU award was granted on July 11, 2011. On July 11, 2015, the remaining 7,972 RSUs vested and the accrued 1,542 dividend equivalent units vested.