SEC Form 5 · accession 0001437749-19-002015
HMN FINANCIAL INC · HMNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Krehbiel
Officer — CEO & President · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 7, 2019 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 118,232 | D | ||
| Common StockF2 | holding | — | — | — | 13,722 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2017 | Jan 25, 2026 | Common Stock | 7,735 | 7,735 | D |
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2018 | Jan 25, 2026 | Common Stock | 7,735 | 7,735 | D |
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2019 | Jan 25, 2026 | Common Stock | 7,735 | 7,735 | D |
Explanation of responses
- F1Updated to include shares purchased in 2018 through the Employee Stock Purchase Plan.
- F2Updated for the 2018 allocation from the Employee Stock Ownership Plan.