SEC Form 4 · accession 0001437749-19-001413
HMN FINANCIAL INC · HMNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D McGraw
Officer — EVP of Home Federal Svgs Bank
Period of report
Jan 28, 2019
Accepted (ET)
Jan 28, 2019 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | F | 561 | $19.55 | D | 54,865 | D | |
| Common Stock | holding | — | — | — | 3,979 | I | ESOP | |
| Common Stock | holding | — | — | — | 2,700 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2017 | Jan 25, 2026 | Common Stock | 3,674 | 3,674 | D |
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2018 | Jan 25, 2026 | Common Stock | 3,675 | 3,675 | D |
| Option to Buy | $11.21 | holding | — | — | — | Jan 26, 2019 | Jan 25, 2026 | Common Stock | 3,675 | 3,675 | D |