SEC Form 5 · accession 0001437749-17-002191
HMN FINANCIAL INC · HMNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan K Kolling
Officer — SVP
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 54,217 | D | ||
| Common StockF1 | holding | — | — | — | 17,849 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 8,964 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocation for 2016.
- F2Updated to reflect current balance of shares within the Plan.