SEC Form 5 · accession 0001437749-16-024889
HMN FINANCIAL INC · HMNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 8, 2016 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2015 | J | 24,317 | $0.00 | D | 304,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects allocation to vested employees for the period ending 12/31/2015.
- F2Only reflects shares held in the unallocated account of the ESOP. Does not include 334,277 shares that have been allocated to participants who have noting power over their shares.