SEC Form 4 · accession 0001209191-18-053232
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Jaffe
Officer — President/COO · Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3,F1,F4 | Oct 1, 2018 | S | 20,000 | $46.98 | D | 294,879 | I | By Trust |
| Class A Common StockF1 | holding | — | — | — | 171,014 | D | ||
| Class A Common Stock | holding | — | — | — | 2,605 | I | By ESOP Trust | |
| Class B Common StockF5 | holding | — | — | — | 990 | D | ||
| Class B Common StockF5,F4 | holding | — | — | — | 45,807 | I | By Trust | |
| Class B Common Stock | holding | — | — | — | 324 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F124,957 shares previously owned directly were contributed to a family trust.
- F2The sale occurred pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- F3The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $46.89 to $47.07 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F4These shares are held in a family trust.
- F5498 shares previously owned directly were contributed to a family trust.