SEC Form 4 · accession 0001209191-18-041709
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Sustana
Officer — VP/General Counsel/Secretary
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2018 | F | 1,889 | $52.17 | D | 83,007 | D | |
| Class A Common StockF2 | Jul 2, 2018 | F | 2,493 | $52.17 | D | 80,514 | D | |
| Class A Common StockF3 | Jul 2, 2018 | F | 2,493 | $52.17 | D | 78,021 | D | |
| Class B Common StockF4 | Jul 2, 2018 | F | 50 | $42.54 | D | 3,764 | D | |
| Class B Common StockF4 | Jul 2, 2018 | F | 50 | $42.54 | D | 3,714 | D | |
| Class B Common StockF4 | Jul 2, 2018 | F | 50 | $42.54 | D | 3,664 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 23, 2015.
- F2Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 22, 2016.
- F3Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 27, 2017.
- F4Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017, and these shares were subject to the restrictions of the underlying Class A common stock on which they were issued.