SEC Form 4 · accession 0001209191-18-003997
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane J Bessette
Officer — Vice President/Treasurer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 17, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 16, 2018 | S | 10,000 | $69.50 | D | 222,396 | D | |
| Class A Common StockF2 | holding | — | — | — | 3,475 | I | By spouse as UTMA FL custodian for minor child | |
| Class A Common StockF3 | holding | — | — | — | 3,475 | I | By reporting person as UTMA FL for minor child | |
| Class B Common Stock | holding | — | — | — | 4,647 | D | ||
| Class B Common StockF2 | holding | — | — | — | 3,511 | I | By spouse as UTMA FL custodian for minor child | |
| Class B Common StockF3 | holding | — | — | — | 3,511 | I | By reporting person as UTMA FL for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $69.50 to $69.53 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F2Shares are held of record by the reporting person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Shares are held of record by the reporting person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.