SEC Form 4 · accession 0001209191-17-062840
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane J Bessette
Officer — Vice President/Treasurer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 29, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | Nov 10, 2017 | J | 4,647 | $0.00 | A | 4,647 | D | |
| Class B Common StockF3,F1 | Nov 10, 2017 | J | 136 | $0.00 | A | 3,511 | I | By spouse as UTMA FL custodian for minor child |
| Class B Common StockF3,F2 | Nov 10, 2017 | J | 136 | $0.00 | A | 3,511 | I | By reporting person as UTMA FL for minor child |
| Class A Common Stock | holding | — | — | — | 232,396 | D | ||
| Class A Common StockF1 | holding | — | — | — | 3,475 | I | By spouse as UTMA FL custodian for minor child | |
| Class A Common StockF2 | holding | — | — | — | 3,475 | I | By reporting person as UTMA FL for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held of record by the reporting person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Shares are held of record by the reporting person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017.