SEC Form 4 · accession 0001209191-17-062825
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Miller
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 31, 2017
Accepted (ET)
Nov 29, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 31, 2017 | G | 100 | $0.00 | D | 1,128,043 | D | |
| Class B Common StockF1 | Nov 10, 2017 | J | 24,512 | $0.00 | A | 122,142 | D | |
| Class B Common StockF1 | Nov 10, 2017 | J | 415 | $0.00 | A | 2,347 | I | By ESOP Trust |
| Class B Common StockF1,F2 | Nov 10, 2017 | J | 424,896 | $0.00 | A | 21,632,892 | I | By Family Trust |
| Class A Common StockF2 | holding | — | — | — | 36,850 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 18,871 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017.
- F2Mr. Miller has sole voting and investment power with respect to these shares, even though he has only limited pecuniary interest in these shares. Mr. Miller disclaims beneficial ownership of these shares except to the extent of such pecuniary interest.