SEC Form 4 · accession 0001209191-17-043586
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane J Bessette
Officer — Vice President/Treasurer
Period of report
Jul 2, 2017
Accepted (ET)
Jul 5, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2017 | F | 1,958 | $53.32 | D | 236,497 | D | |
| Class A Common StockF2 | Jul 2, 2017 | F | 1,724 | $53.32 | D | 234,773 | D | |
| Class A Common StockF3 | Jul 2, 2017 | F | 2,377 | $53.32 | D | 232,396 | D | |
| Class A Common StockF4 | holding | — | — | — | 3,475 | I | By spouse as UTMA FL custodian for minor child | |
| Class A Common StockF5 | holding | — | — | — | 3,475 | I | By reporting person as UTMA FL for minor child | |
| Class B Common StockF4 | holding | — | — | — | 3,375 | I | By spouse as UTMA FL custodian for minor child | |
| Class B Common StockF5 | holding | — | — | — | 3,375 | I | By reporting person as UTMA FL for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on July 2, 2014.
- F2Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 23, 2015.
- F3Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 22, 2016.
- F4Shares are held of record by the reporting person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F5Shares are held of record by the reporting person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.