SEC Form 4 · accession 0001209191-17-043499
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Miller
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 2, 2017
Accepted (ET)
Jul 5, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2017 | F | 14,543 | $53.32 | D | 1,200,858 | D | |
| Class A Common StockF2 | Jul 2, 2017 | F | 14,543 | $53.32 | D | 1,186,315 | D | |
| Class A Common StockF3 | Jul 2, 2017 | F | 14,543 | $53.32 | D | 1,171,772 | D | |
| Class B Common Stock | holding | — | — | — | 97,630 | D | ||
| Class A Common StockF4 | holding | — | — | — | 36,850 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 18,857 | I | By ESOP Trust | |
| Class B Common Stock | holding | — | — | — | 1,930 | I | By ESOP Trust | |
| Class B Common StockF4 | holding | — | — | — | 21,207,996 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on July 2, 2014.
- F2Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 23, 2015.
- F3Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 22, 2016.
- F4Mr. Miller has sole voting and investment power with respect to these shares, even though he has only limited pecuniary interest in these shares. Mr. Miller disclaims beneficial ownership of these shares except to the extent of such pecuniary interest.