SEC Form 4 · accession 0001209191-17-042367
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane J Bessette
Officer — Vice President/Treasurer
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 27, 2017 | A | 17,000 | $0.00 | A | 238,455 | D | |
| Class A Common StockF2 | holding | — | — | — | 3,475 | I | By spouse as UTMA FL custodian for minor child | |
| Class A Common StockF3 | holding | — | — | — | 3,475 | I | By reporting person as UTMA FL for minor child | |
| Class B Common StockF2 | holding | — | — | — | 3,375 | I | By spouse as UTMA FL custodian for minor child | |
| Class B Common StockF3 | holding | — | — | — | 3,375 | I | By reporting person as UTMA FL for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/3 of the restricted shares granted vest on each of July 2, 2018, July 2, 2019 and July 2, 2020, subject to forfeiture in accordance with the terms of the grant.
- F2Shares are held of record by the reporting person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Shares are held of record by the reporting person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.