SEC Form 4 · accession 0001209191-17-042347
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart A Miller
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 27, 2017 | A | 104,000 | $0.00 | A | 1,215,401 | D | |
| Class B Common Stock | holding | — | — | — | 97,630 | D | ||
| Class A Common StockF2 | holding | — | — | — | 36,850 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 18,857 | I | By ESOP Trust | |
| Class B Common Stock | holding | — | — | — | 1,930 | I | By ESOP Trust | |
| Class B Common StockF2 | holding | — | — | — | 21,207,996 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/3 of the restricted shares granted vest on each of July 2, 2018, July 2, 2019 and July 2, 2020, subject to forfeiture in accordance with the terms of the grant.
- F2Mr. Miller has sole voting and investment power with respect to these shares, even though he has only limited pecuniary interest in these shares. Mr. Miller disclaims beneficial ownership of these shares except to the extent of such pecuniary interest.