SEC Form 4 · accession 0001209191-16-144994
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Jaffe
Officer — Vice President/COO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3,F1,F4 | Oct 3, 2016 | S | 20,000 | $42.01 | D | 458,361 | I | By Trust |
| Class A Common StockF1 | holding | — | — | — | 99,000 | D | ||
| Class A Common Stock | holding | — | — | — | 2,588 | I | By ESOP Trust | |
| Class B Common StockF4 | holding | — | — | — | 37,560 | I | By Trust | |
| Class B Common Stock | holding | — | — | — | 264 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F124,865 shares previously owned directly were contributed to a family trust.
- F2The sale occurred pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- F3The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $41.89 to $42.07 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F4These shares are held in a family trust.