SEC Form 4 · accession 0001209191-15-059962
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Jaffe
Officer — Vice President/COO
Period of report
Jul 2, 2015
Accepted (ET)
Jul 7, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2015 | F | 22,897 | $51.20 | D | 155,770 | D | |
| Class A Common StockF2 | Jul 2, 2015 | F | 10,441 | $51.20 | D | 145,329 | D | |
| Class A Common StockF3 | Jul 2, 2015 | F | 9,067 | $51.20 | D | 136,262 | D | |
| Class A Common StockF4 | holding | — | — | — | 547,111 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 2,577 | I | By ESOP Trust | |
| Class A Common StockF5 | holding | — | — | — | 25 | I | See Footnote | |
| Class B Common StockF4 | holding | — | — | — | 37,560 | I | By Trust | |
| Class B Common Stock | holding | — | — | — | 263 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on July 2, 2012.
- F2Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on July 15, 2013.
- F3Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on July 2, 2014.
- F4These shares are held in a family trust.
- F5These shares are held by the reporting person's son. The reporting person disclaims beneficial ownership of the shares.