SEC Form 4 · accession 0001209191-15-001300
LENNAR CORP /NEW/ · LEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Jaffe
Officer — Vice President/COO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3,F4 | Jan 2, 2015 | S | 37,500 | $44.88 | D | 622,111 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 129,167 | D | ||
| Class A Common Stock | holding | — | — | — | 2,573 | I | By ESOP Trust | |
| Class A Common StockF5 | holding | — | — | — | 25 | I | See Footnote | |
| Class B Common StockF4 | holding | — | — | — | 37,560 | I | By Trust | |
| Class B Common Stock | holding | — | — | — | 262 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale occurred pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- F2The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $44.61 to $45.05 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F3Includes 29,887 shares previously owned directly which were contributed to a family trust.
- F4These shares are held in a family trust.
- F5These shares are held by the reporting person's son. The reporting person disclaims beneficial ownership of the shares.