SEC Form 4/A · accession 0000920522-17-000018
ESSEX PROPERTY TRUST, INC. · ESS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Keith R Guericke
Director
Period of report
Aug 9, 2016
Accepted (ET)
Mar 2, 2017 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920522
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 9, 2016 | M | 5,000 | $107.21 | A | 30,533 | D | |
| Common StockF2,F3 | Aug 9, 2016 | S | 5,000 | $233.49 | D | 25,533 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's Form 4, filed on August 11, 2016, inadvertently reported that 63,750 shares were beneficially owned following the reported transaction, whereas 30,533 was the correct number of shares that were beneficially owned following the reported transaction.
- F2Prior to the date (August 11, 2016) of the reporting person's last ownership report, Mr. Guericke transferred 33,217 shares of ESS common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any such securities owned by his ex-wife.
- F3The reporting person's Form 4, filed on August 11, 2016, inadvertently reported that 58,570 shares were beneficially owned following the reported transaction, whereas 25,533 was the correct number of shares that were beneficially owned following the reported transaction.