SEC Form 4 · accession 0001062993-15-004379
BROADVISION INC · BVSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
Aug 4, 2015
Accepted (ET)
Aug 12, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | P | 8,425 | $5.6884 | A | 496,901 | D | |
| Common StockF1 | Aug 6, 2015 | P | 5,776 | $5.7665 | A | 502,677 | D | |
| Common StockF1 | Aug 7, 2015 | P | 100 | $5.69 | A | 502,777 | D | |
| Common StockF1 | Aug 10, 2015 | P | 3,050 | $5.704 | A | 505,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held directly by ESW Capital, LLC ("ESW"). Joseph Liemandt is the sole voting member of ESW and may be deemed to have beneficial ownership, for purposes of Section 13(d) of the Securities Exchange Act of 1934, of the shares held by ESW. Mr. Liemandt disclaims Section 16 beneficial ownership of the shares held by ESW, except to the extent, if any, of his pecuniary interest therein.