SEC Form 4 · accession 0001604682-16-000033
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen Tucker
Director · Other
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | X | 4,200 | $7.10 | A | 312,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.10 | Jul 28, 2016 | X | 4,200 | D | Dec 20, 2010 | Dec 20, 2017 | Common Stock | 4,200 | 14,756 | D |
Explanation of responses
- F114,756 total stock options are held in Mr. Tucker's name; however, only 10,756 stock options are currently exercisable.