SEC Form 4 · accession 0001604682-15-000012

· UNTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President/CEO · Director

Period of report

Jan 29, 2015

Accepted (ET)

Jan 29, 2015 · 2:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Restricted Stock^F1,F2,F3	Jan 29, 2015	A	2,400	$9.14	A	81,704	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5,F4	$9.14	Jan 29, 2015	A	10,000	A	Jan 29, 2016	Jan 29, 2025	Common Stock	10,000	38,218	D

F12,400 Restricted shares were granted on 1/29/15 from the 2013 Stock Bonus Plan: vesting commences with 600 shares on 1/29/16; 600 shares on 1/29/17; 600 shares on 1/29/18 and 600 shares on 1/29/19.
F2Stock price at the close of business on 1/28/15.
F316,947 shares of total beneficially owned shares are Restricted Stock.
F410,000 non-qualified stock options were granted on 1/29/2015 from the 2011 Stock Option Plan; vesting over a three-year period and on each of the the first three anniversary dates, one-third of the option shall vest; i.e., 3,333 on 1/29/16; 3,333 on 1/29/17; and 3,334 on 1/29/18.
F518,218 options are currently exercisable from the 2006 Stock Option Plan: 7,178 options granted on 1/25/07 @ $12.62 expire 1/25/17; 7,350 options granted on 2/29/08 @ $7.70 expire 2/29/18; and 3,150 options granted on 4/2/08 @ $7.48 expire 4/2/18. 20,000 options granted from the 2011 Stock Option Plan are currently unexercisable: 10,000 options granted on 3/27/14 @ $7.97 expire 3/27/24; and 10,000 options granted 1/29/15 @ $9.14 expire 1/29/25.