SEC Form 4 · accession 0001275305-16-000001
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Bedner
Officer — EVP/CFO
Period of report
Feb 5, 2016
Accepted (ET)
Feb 8, 2016 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Feb 5, 2016 | P | 1,950 | $10.35 | A | 11,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | — | holding | — | — | — | — | — | Common Stock | — | 80,068 | D |
Explanation of responses
- F111,237 shares owned: 3,740 in 401(k); 2,247 in individual account at Computershare; 5,250 shares in RSP account at Computershare
- F280,068 options outstanding, 58,402 options exercisable, prices vary from $6.02 to $12.62
- F31,950 shares purchased in 401(k)