SEC Form 4 · accession 0001248813-17-000011

· UNTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jan 3, 2017

Accepted (ET)

Jan 5, 2017 · 5:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Restricted^F1,F2,F3	Jan 3, 2017	A	1,200	$15.70	A	5,990	D
Common Stock^F4	holding	—	—		—	13,581	D
Common Stock^F5	holding	—	—		—	1,667,771	I	Dallas Financial Holdings, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F6,F7	$15.70	Jan 3, 2017	A	1,500	A	Jan 3, 2018	Jan 2, 2027	Common Stock	1,500	17,918	D

F11,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.
F2Stock price at the close of business on 12/30/16.
F35,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 5,990.
F4Shares held in Mr. Dallas' name in an account at Computershare.
F5169,478 shares are held in an account at Computershare; 1,491,337 shares are held in a brokerage account; and 6,956 shares are in certificate form.
F61,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.
F722,353 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable.