SEC Form 4 · accession 0001238309-16-000001
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Allen Tucker
Director · Other
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 3,032 | $11.48 | A | 347,926 | D | |
| Common Stock | holding | — | — | — | 63,497 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $11.48 | Nov 1, 2016 | M | 3,032 | A | Jan 25, 2008 | Jan 25, 2017 | Common Stock | 3,032 | 8,800 | D |
Explanation of responses
- F1A total of 13,200 Stock Options have been granted of which 8,800 are currently exercisable.
- F2Stock options vest over three (3) years; options were granted 1/25/2007; one-third was exercisable on 1/25/2008 and options expire on 1/25/2017.