SEC Form 4 · accession 0001238307-16-000001

· UNTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/COO

Period of report

Dec 12, 2016

Accepted (ET)

Dec 13, 2016 · 3:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F3	holding	—	—		—	50,516	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F2	$11.48	Dec 12, 2016	M	8,490	D	Jan 25, 2008	Jan 25, 2017	Common Stock	8,490	82,885	D

F145,016 shares are held in Mr. Kauchak's acct. at Computershare; 5,500 are restricted stock with various vesting periods.
F282,885 stock options were granted of which 60,885 are currently exercisable.
F3There were a number of cash dividends paid in 2016 for which Mr. Kauchak has a dividend reinvestment plan and receives additional shares. There was a 10% stock dividend payable on September 30, 2016, which also increased Mr. Kauchak's total beneficial stock ownership.
F48,490 stock options were granted on 1/25/07, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.