SEC Form 4 · accession 0001238304-16-000002
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hughes
Officer — President/CEO · Director
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Feb 4, 2016 | P | 1,900 | $10.50 | A | 88,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | — | holding | — | — | — | — | — | Common Stock | — | 38,218 | D |
Explanation of responses
- F188,374 shares consist of: 17,200 shares restricted stock; 6,906 shares in 401K plan; 15,842 in brokerage account; 48,426 held at Computershare
- F238,218 options outstanding, 24,886 currently exercisable, option prices range from $7.48 to $12.62
- F31,900 shares were purchased in Mr. Hughes 401(k)