SEC Form 4 · accession 0001238304-15-000001
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hughes
Officer — Chief Executive Officer · Director
Period of report
Apr 30, 2015
Accepted (ET)
Apr 30, 2015 · 11:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Apr 30, 2015 | P | 2,150 | $9.31 | A | 85,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | — | holding | — | — | — | — | — | Common Stock | — | 38,218 | D |
Explanation of responses
- F185,946 total shares; 18,885 shares are Restricted Stock; 5,006 are held in Mr. Hughes' 401k; 15,842 are held in a brokerage account; 46,213 are held in an account at Computershare.
- F238,218 total stock options; 21,551 are currently exercisable; 16,667 are currently unexercisable. Exercise price varies between $7.48 and $12.62.
- F32,150 shares were purchased in Mr. Hughes' 401k.