SEC Form 4 · accession 0000920427-19-000080
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Kauchak
Officer — EVP/COO
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Mar 4, 2019 | F | 615 | $22.24 | D | 7,600 | D | |
| Common StockF3 | holding | — | — | — | 51,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | — | holding | — | — | — | — | — | Common Stock | — | 89,800 | D |
Explanation of responses
- F1615 shares were withheld @ 22.24 per share to cover tax liability on restricted stock vesting.
- F27,600 shares are held in an account at Computershare, which have upcoming vesting dates.
- F351,769 consisting of 50,296 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
- F489,800 stock options were granted of which 76,467 are currently exercisable.
Remarks
Total Beneficial Ownership: 135,836