SEC Form 4 · accession 0000920427-19-000073
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Tucker
Director
Period of report
Feb 20, 2019
Accepted (ET)
Mar 5, 2019 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2019 | W | 15,104 | $0.00 | A | 47,414 | D | |
| Restricted StockF3 | holding | — | — | — | 2,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | — | holding | — | — | — | — | — | Common Stock | — | 12,100 | D |
Explanation of responses
- F1Mr. Tucker inherited 15,104 shares from Charlotte Tucker following her death.
- F242,604 shares are held in a brokerage account; and 4,810 shares are held in an account at Shareworks in Mr. Tucker's name.
- F32,353 shares are held in an account at Computershare, which have upcoming vesting dates.
- F412,100 stock options were granted under various dates and vesting periods of which 6,467 are currently exercisable.
Remarks
Total Beneficial Ownership: 56,234 Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan.