SEC Form 4 · accession 0000920427-19-000048

· UNTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jan 8, 2019

Accepted (ET)

Jan 10, 2019 · 12:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Jan 8, 2019	M	1,467	$10.97	A	18,585	D
Common Stock^F2	Jan 8, 2019	M	500	$15.70	A	18,585	D
Restricted Stock^F1	holding	—	—		—	2,849	D
Common Stock^F3	holding	—	—		—	1,709,074	I	Dallas Financial Holdings, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F5	$10.97	Jan 8, 2019	M	1,467	D	Jan 5, 2017	Jan 5, 2026	Common Stock	1,467	6,700	D
Stock Options^F4,F5	$15.70	Jan 8, 2019	M	500	D	Jan 3, 2018	Jan 3, 2027	Common Stock	500	6,700	D

F12,353 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 496 shares are dividend reinvested shares for a total of 2,849.
F218,585 shares are held in Mr. Dallas' name in an account at Shareworks.
F3173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
F4Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.
F5A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

Total Beneficial Ownership: 1,731,575 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan.