SEC Form 4 · accession 0000920427-19-000038
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rooney
Officer — Chief Lending Officer/1st SVP
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Jan 2, 2019 | F | 151 | $20.76 | D | 3,388 | D | |
| Common StockF3 | holding | — | — | — | 6,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | — | holding | — | — | — | — | — | Common Stock | — | 23,000 | D |
Explanation of responses
- F1151 shares were withheld @ $20.76 per share to cover tax liability on restricted stock vesting.
- F23,388 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- F36,029 shares are held in account at Shareworks.
- F423,000 stock options were granted under various dates and vesting periods of which 11,333 are currently exercisable.
Remarks
Total Beneficial Ownership: 20,750