SEC Form 4 · accession 0000920427-18-000130
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rooney
Officer — Chief Lending Officer/1st SVP
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Dec 17, 2018 | F | 245 | $20.26 | D | 3,763 | D | |
| Common StockF3 | holding | — | — | — | 5,805 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1245 shares were withheld @ $20.26 per share to cover tax liability on restricted stock vesting.
- F23,763 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- F35,805 shares are held in account at Shareworks.
Remarks
Total Beneficial Ownership: 18,401